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ESMA releases EU CCP supervision review
13 December 2023 France
Reporter: Lucy Carter

The report measures the effectiveness of NCAs’ supervision of CCPs’ due diligence and review process of clearing members, in line with requirements outlined in EMIR

BoE and Reserve Bank of India sign MoU
01 December 2023 UK, India
Reporter: Carmella Haswell

The Memorandum of Understanding establishes a framework for the Bank of England to place reliance on the Reserve Bank of India’s regulatory and supervisory activities

ESMA announces cyber risk USSP
10 November 2023 Europe
Reporter: Lucy Carter

Through the new Union Strategic Supervisory Priority, ESMA hopes to keep pace with technology and market developments, monitor potential contagion effects of attacks and track disruptions across markets and firms

Duco launches EMIR assurance solution
02 November 2023 UK
Reporter: Lucy Carter

Duco has launched pre-configured processes within its EMIR assurance solution, providing core data controls between trade capture, trade reporting store and trade repository in line with EMIR ISO XML formatting

ESMA publishes European share market structure evolution article
31 October 2023 Europe
Reporter: Lucy Carter

The report follows market structures between 2019 and 2022, placing a particular focus on the impact of Brexit and the UK’s “pivotal role” in equity markets

ESMA expands recognised third-country CCP list to include Indonesia’s KPEI
27 October 2023 Indonesia
Reporter: Lucy Carter

PT Kliring Penjaminan Efek Indonesia was recognised as a Tier 1 CCP under EMIR Article 25 on 19 October 2023.

ESMA’s Dubai CCP decision suspended by ESA
27 October 2023 Europe
Reporter: Lucy Carter

ESMA made the decision based on the inclusion of the United Arab Emirates on the high-risk third countries list included in the Commission Delegated Regulation

ESMA and EBA publish joint guidelines consultation paper
23 October 2023 Europe
Reporter: Lucy Carter

The European Banking Authority and the European Securities and Markets Authority have released a consultation paper on two draft joint guidelines under the Markets in Crypto-Assets regulation

ESMA publishes MiCA advice
18 October 2023 Europe
Reporter: Lucy Carter

In a letter to the Economic and Financial Affairs Council, ESMA has encouraged European member states to put preparations in place for the upcoming markets in crypto assets regulation

ESMA launches Commission Delegated Regulation revision consultation
13 October 2023 Europe
Reporter: Lucy Carter

The proposals regard fees charged to Tier 1 third country central counterparties under the European Market Infrastructure Regulation

ESMA releases two DeFi articles
11 October 2023 Europe
Reporter: Lucy Carter

Through the publications, ESMA aims to share information on current risks to consumers and financial stability, and new forms of market abuse

ESMA launches shortened settlement call for evidence
06 October 2023 France
Reporter: Lucy Carter

Alongside considerations of a shortened settlement cycle in the EU, the call for evidence will look into whether regulatory action will be needed to reduce the impact of other jurisdictions’ move to T+1