News search | Securities Finance Times

Generic business image for news articles

Significant opportunity for fund managers in the Gulf, says Ocorian
15 March 2023 Saudi Arabia
Reporter: Jenna Lomax

There is a significant opportunity for overseas fund managers to access capital in the Gulf and build a presence in the region, according to financial services provider, Ocorian

Majority of UK firms unprepared for EMIR REFIT, Novatus finds
27 February 2023 UK
Reporter: Lucy Carter

The ‘EMIR REFIT Readiness Report’ polled 100 market participants on their current plans for the new regulation, scheduled to come into effect in April 2024

BoE issues guidance on outsourcing and third-party risk management for CCPs
09 February 2023 UK
Reporter: Bob Currie

The Bank of England’s supervisory statement specifies how CCPs should meet their regulatory requirements for outsourced services, with a compliance deadline set for 9 February 2024

TradeHeader joins REGIS-TR’s partnership programme
01 February 2023 Luxembourg
Reporter: Lucy Carter

The programme seeks to bring together companies in the regulatory reporting space, aiming to provide clients with improved efficiency and the operational advantages offered by leading industry brands

Majority of firms are not ready for CFTC Rewrite, says S&P Global Market Intelligence survey
16 November 2022 Global
Reporter: Carmella Haswell

The Global Regulatory Reporting Survey data was collected during August and September 2022 from 89 respondents from banks, asset managers and brokers

ESMA withdraws third-country recognition from six Indian CCPs
02 November 2022 EU
Reporter: Bob Currie

European securities market regulator concludes that cumulative conditions for recognising these third-country CCPs under EMIR have not been met since no cooperation agreements have been established with the relevant Indian market authorities

BIS completes CBDC cross-border payments pilot
26 October 2022 Switzerland
Reporter: Bob Currie

The Bank for International Settlements has completed a pilot with four central banks as part of its Project mBridge initiative that aims to deliver cross-border payments between commercial banks using central bank digital currencies

Kaizen Reporting appoints Matthew Vincent as a managing director
18 October 2022 UK
Reporter: Jenna Lomax

Vincent has more than 30 years of experience in financial services, including more than 10 years’ experience working in regulatory reporting functions at Tier 1 banks

REGIS-TR partners with Spain’s Cecabank
18 October 2022 Spain
Reporter: Jenna Lomax

Cecabank has previously worked with REGIS-TR as a long-term provider of regulatory solutions in the Spanish market

Russell Investments sticks with ACA for regulatory compliance
28 September 2022 US
Reporter: Jenna Lomax

Russell Investments has selected ACA’s Regulatory Reporting Monitoring & Assurance service to help manage its transaction reporting arrangements

REGIS-TR and Regnology strengthen partnership for transaction reporting
30 June 2022 Luxembourg
Reporter: Jenna Lomax

Regnology’s membership to the programme will facilitate transaction reporting for its customers ahead of the implementation phase of European Market Infrastructure Regulation REFIT

Transaction reporting still not a priority for firms despite recent ESMA fine, finds ACA Group
03 May 2022 UK
Reporter: Jenna Lomax

Compliance advisor, ACA Group has found that transaction reporting is still not a priority for firms, despite the European Securities and Markets Authority’s fine given to REGIS-TR last year