Citigroup Global Markets has admitted wrongdoing and agreed to a $7 million penalty to settle charges that it provided incomplete blue sheet information to the SEC over a 15-year period...
BNP Paribas Securities Services has become a direct securities participant of the US Federal Reserve and the Peruvian CSD, improving its custody services in both markets...
BNY Mellon has been appointed as global custodian and fund administrator to the first liquid, tradable and transparent ETF listed in the Middle East under the UAE’s new regulations...
London could lose its status as a ‘fintech’ hub as a result of the UK’s vote to leave the EU, according to Emmanuel Lumineau, co-founder and CEO of BrickVest, an online real estate investment platform...
Technology and regulation are still the two forces determining success in the asset management industry, and those that are adaptable will come out on top, according to Tom Brown, global head of investment management at KPMG...
Consulting and software service provider GFT has launched its new Regulatory Change and Management Service, a tool for helping firms track regulatory changes in the industry...