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ESMA releases five-year roadmap


18 October 2022 France
Reporter: Lucy Carter

The European Securities and Markets Authority has published its 2023-2028 strategy, with three strategic priorities and two thematic drivers
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DBS makes UPI part of EU law


13 October 2022 UK
Reporter: Lucy Carter

The UPI is intended to enable the aggregation of OTC derivatives transaction reports on a global scale, with those reporting required to incorporate the UPI into their workflows and submit their reports to trade repositories
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Deloitte and AccessFintech partner on CAT solution


11 October 2022 UK
Reporter: Lucy Carter

Deloitte has partnered with AccessFintech to create a solution for the upcoming Consolidation Audit Trail regulation, integrating it into clients’ infrastructure
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Broadridge launches Austrian proxy voting service


10 October 2022 Austria
Reporter: Lucy Carter

Broadridge has announced the Austrian launch of its “market golden copy” event sourcing and proxy vote execution service, available for banks, brokers and wealth managers
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CSDR not yet ironed out, say AFME panellists


03 October 2022 UK
Reporter: Lucy Carter

The question of whether there is “life after CSDR'' was left unanswered by panellists at AFME’s inaugural Operations, Post-Trade, Technology & Innovation Conference
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SRDII not yet problem-free, say AFME panellists


03 October 2022 London
Reporter: Lucy Carter

The panel, entitled ‘Using Technology to Connect Issuers and Investors’, discussed the second Shareholder Rights Directive and the progress it has made since its implementation in 2017
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Regulation still has a long way to go, ALFI panel agrees


21 September 2022 Luxembourg
Reporter: Lucy Carter

Although regulation is going in the right direction, there is still a long road ahead, panelists at this years’ Association of the Luxembourg Fund Industry (ALFI) Global Distribution Conference agreed