The mandate will allow TMF Group access to screening and compliance security — supporting evidence and risk-based operational monitoring to meet regulatory requirements
The RMBLA will provide liquidity support through a reserve pooling scheme, whereby participating central banks will contribute a minimum of RMB 15 billion, and will have access to funds from this pool and via a collateralised liquidity window
The International Securities Lending Association has responded to the European Commission consultation regarding proposed amendments to settlement discipline provisions of the Central Securities Depositories Regulation
The US securities market regulator alleges that TradeZero and its co-founder Daniel Pipitone misled customers by stating that they did not restrict customer purchases of meme stocks
Jersey Finance has welcomed a further series of amendments to Jersey’s Limited Partnership Law which aims to provide fund managers with greater flexibility in their international fund structuring
Compliance advisor, ACA Group has found that transaction reporting is still not a priority for firms, despite the European Securities and Markets Authority’s fine given to REGIS-TR last year
Zeidler Group has added a new fact sheet solution to its reporting services division in an effort to simplify the regulatory reporting process for its clients
Sam Woods, chief executive of the UK Prudential Regulation Authority (PRA), has written to CEOs of banks and investment firms to remind them of their obligations under PRA rules regarding exposures to cryptoassets
The solution, Trading Venue Quantitative Reporting Outlier Reconciliation, is designed to alleviate the burden for a trading venue when submitting a single daily file of instrument quantitative data to SmartStream Air
