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KB Associates to join the Waystone Group


25 January 2022 Ireland
Reporter: Jenna Lomax

KB Associates has reached an agreement to join the UK-based Waystone Group, a provider of governance, risk and compliance services to the asset management industry
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corfinancial launches SureVu ahead of CSDR implementation date


20 January 2022 UK
Reporter: Jenna Lomax

corfinancial has launched SureVu Penalty Fees Processing and Management, a software solution to help buy-side firms manage failed trades under forthcoming changes to the Central Securities Depositories Regulation
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ESMA issues statement on CSDR buy-in postponement


20 December 2021 EU
Reporter: Bob Currie

European securities market regulator clarifies its supervisory approach on implementation of buy-in regime, confirming news from November that it has asked co-legislators for a delay in buy-in element
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Bloomberg launches new solution within FailStation for CSDR compliance


07 December 2021 US
Reporter: Jenna Lomax

Bloomberg has launched a new solution within its FailStation platform, a settlement-exception management tool, to support compliance with the Central Securities Depositories Regulation, ahead of the upcoming February 2022 implementation deadline
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Third Financial selects Qomply for MiFID reporting compliance


30 November 2021 UK
Reporter: Jenna Lomax

Third Financial has selected Qomply to provide integrated end-to-end Markets in Financial Instruments Directive transaction reporting accuracy checks within its Financial Conduct Authority-regulated investment platform provider, Third Platform Servic
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FIA EPTA welcomes EC proposals on MiFIR and MiFID II reviews


29 November 2021 Belgium
Reporter: Rebecca Delaney

European capital markets require threefold policy action based on building a true EU single market for financial instruments, improved data quality and transparency in European markets, and strengthened investor protection standards