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All regulation news

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KDPW receives CSDR authorisation


04 March 2020 Warsaw
Reporter: Maddie Saghir

Under the single passport system, the authorisation confirms that KDPW meets the EU’s legal requirements for central securities depositories
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SteelEye’s services selected by CIAM


13 January 2020 London
Reporter: Maddie Saghir

CIAM calls upon SteelEye to replace its existing setup to future proof their regulatory requirements and adopt a more proactive approach to compliance
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MiFID II reporting quality and process struggles continue


05 December 2019 London
Reporter: Becky Bellamy

Firms are still struggling with reporting quality and process in relation to the second Markets in Financial Instruments Directive, according to Cappitech’s second annual MiFID II and Best Execution Survey
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PwC teams up with Fenergo for KYC


03 December 2019 Dublin
Reporter: Becky Bellamy

PwC has joined up with Fenergo, a provider of digital client lifecycle management solutions, to streamline know-your-customer compliance for financial institutions
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Mediant hires new head of operations


05 November 2019 New York
Reporter: Jenna Lomax

In her new role, Tate will be responsible for Mediant's operations, leading the effort to manage service delivery, compliance and regulation
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ICMA looks to update buy-in rules concerning CSDR


10 October 2019 London
Reporter: Jenna Lomax

The International Capital Market Association will look to update its buy-in rules to provide market best practice regarding the Central Securities Depositories Regulation, according to Andy Hill, senior director at ICMA