All regulation news

Widespread errors present in UK MiFIR transaction reporting

03 June 2019 London
Reporter: Jenna Lomax

More than 1,300 Markets in Financial Instruments Regulation transaction reporting error and omission notifications were received by the Financial Conduct Authority in 2018, according to analysis by Duff & Phelps

Compliance Solutions Strategies partners with cleversoft for PRIIPS

28 May 2019 London
Reporter: Jenna Lomax

Compliance Solutions Strategies has partnered with cleversoft to enable clients to access an end-to-end service for meeting requirements under Packaged Retail and Insurance-based Investment Products

AFME: Brexit is a losing game for UK and EU post-trade

08 May 2019 London
Reporter: Jenna Lomax

Brexit is a losing game for post-trade within the UK and the EU in terms of infrastructure, according to a panellist at the 12th AFME Post Trade Conference

Asset managers struggling with MiFID II RTS 28

29 April 2019 London
Reporter: Maddie Saghir

Discussing MiFID II RTS, one industry expert said that asset managers are struggling to capitalise on data opportunities

MiFID cost disclosure deadline represents a ‘stark reality’

01 April 2019 London
Reporter: Maddie Saghir

The MiFID II cost disclosure deadline represents a 'stark reality', according to one industry participant

Apex selects AQMetrics for regulation compliance

19 March 2019 London
Reporter: Jenna Lomax

The integrated AQMetrics platform will deliver a full suite of multi-jurisdictional regulatory reporting solutions to Apex

Deutsche Börse, Swisscom and Sygnum partner on digital asset ecosystem

12 March 2019 Frankfurt
Reporter: Jenna Lomax

Deutsche Börse Group, Swisscom and Sygnum have partnered to build a regulatory compliant programme for digital assets

Second Brexit referendum likely, according to ALFI audience poll

06 March 2019 Luxembourg
Reporter: Jenna Lomax

A second referendum for Brexit is likely, according to 57 percent of an interactive audience poll at the ALFI European Asset Management Conference

TSAM: MiFID II has created a barrier to entry for start-up firms

28 February 2018 London
Reporter: Jenna Lomax

The second Markets in Financial Instruments Directive (MiFID II) has “created a barrier to entry for smaller firms”, according to a panellist at this year’s TSAM London: the Summit for Asset Management

Profile Software updates Axia Suite 2.1

18 February 2019 London
Reporter: Jenna Lomax

Profile Software has launched its enhanced Axia Suite 2.1, which delivers investment management, compliance and reporting capabilities

Fenergo launches regulatory requirements offering

13 February 2019 London
Reporter: Jenna Lomax

Fenergo has launched a rules as a service cloud-based regulatory rules offering

ESA publishes final recommendations on KIDs for PRIIPS

08 February 2019 London
Reporter: Jenna Lomax

The European Supervisory Authorities have published their final recommendations, following a consultation on targeted amendments to the Delegated Regulation

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