Compliance and risk management software provider Opus has launched a new software-as-a-service know-your-customer compliance solution, Alacra Compliance Professional
22 March 2017Luxembourg Reporter: Stephanie Palmer
Data requirements and target market rules under MiFID II could pose challenges for asset managers and distributors, heard attendees of the ALFI European Asset Management Conference
21 March 2017Luxembourg Reporter: Stephanie Palmer
The European Securities and Markets Authority (ESMA) is taking steps to prevent “regulatory competition” between EU member states as the UK prepares to exit the union, Steven Maijoor, chair of the authority, has warned
EU financial market participants are too bogged down in regulatory implementation to make the most of capital market opportunities, according to a BNY Mellon regional chief
The Central Bank of Ireland has issued recommendations to fund administrators that outsource part of their fund administration activities, following a review of outsourcing arrangements in relation to operational risk
SIX Securities Services has received approval from the Swiss Financial Market Supervisory Authority to officially launch its Swiss derivative trade repository, subject to certain conditions
NEX Optimisation is bringing its suite of regulatory reporting services under a single umbrella with the launch of its NEX Regulatory Reporting solution
02 March 2017Luxembourg Reporter: Stephanie Palmer
Although UCITS V has already been implemented, there are still issues that local regulators need to iron out, according to a speaker at ITAS Luxembourg
The proposed merger of the London Stock Exchange Group (LSEG) and Deutsche Börse has hit yet another stumbling block, as the board of LSEG declined to comply with fresh demands from the European Commission
The EU supervisory authorities have chastised the union’s financial services industry for failing to meet the already delayed deadline for exchanging variation margin
