24 February 2017New york Reporter: Stephanie Palmer
The New York Department of Financial Services has implemented new cyber security regulatory requirements for financial services companies, effective from 1 March
The UK’s Financial Conduct Authority and the Ontario Securities Commission have signed a cooperation agreement to support financial technology start-ups entering each market
Market regulators must raise margin requirements for over-the-counter derivative transactions in order to avoid amplifying liquidity issues during stress scenarios, according to the US OFR
16 February 2017 Washington DC Reporter: Drew Nicol
Swaps dealers have been gifted a seven-month grace period to finalise their compliance infrastructures for the new variation margin requirements set to come into force on 1 March
The UK Financial Conduct Authority has issued a discussion paper seeking feedback on how the UK capital markets can most effectively meet the needs of issuers and investors
06 February 2017 Washington DC Reporter: Drew Nicol
President Trump has paved the way for sweeping a regulatory overhaul by signing an executive order giving the the Treasury broad powers to scrap rules that do not comply with the administration’s ‘core principles’...
Deutsche Bank is set to pay a total of around $628.1 million to the UK’s Financial Conduct Authority and the New York State Department of Financial Services to settle charges around failings in its AML framework...
20 January 2017 Washington DC Reporter: Drew Nicol
The US Securities and Exchange Commission has renewed its ties with the Hong Kong Securities and Futures Commission to further strengthen oversight of entities operating in both markets...
